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Showing 232 to 241 of 1334 search results for ScamSmart investor.

232. Should you invest?

     Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

233. Young investors driven by competition and hype

     InvestSmart Press Releases Published: 20/10/2021 Last modified: 20/10/2021
     The FCA launches its new InvestSmart Campaign aimed at helping consumers to make better informed investment decisions.

234. Annex 13: Investor report - ABCP securitisation [xlsx]

     Published: 11/01/2022
     Annex 13: Investor report - ABCP securitisation

235. Richard Davies Investors Limited (clone of FCA authorised firm)

     Warnings Published: 19/07/2011 Last modified: 21/11/2020
     Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

236. 2023 fines

     News stories Published: 12/01/2023 Last modified: 04/04/2024
     Enforcement fines published in 2023.

237. FCA restricts distribution of CoCos to retail investors

     Press Releases Published: 05/08/2014 Last modified: 06/01/2017
     professional, institutional and sophisticated or high net worth retail investors ahead of consulting on permanent rules later this year. ... payments making it extremely difficult for investors to assess, understand and price CoCos.

238. Closet trackers

     Tasks for regulated firms Published: 14/03/2018 Last modified: 16/02/2023
     Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds.

239. Asset management market study

     Market studies Published: 18/11/2015 Last modified: 24/09/2018
     We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.

240. CP24/13: Consultation on the new public offer platform regime [pdf]

     Consultation papers Published: 26/07/2024
     The FCA proposes rules for a new regime that will allow firms to help companies making public offers of securities to investors outside public markets.

241. AIFMD updates

     Focus areas Published: 08/06/2016 Last modified: 05/07/2023
     There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

242. Authorised and recognised funds

     Tasks for firms Published: 09/05/2015 Last modified: 17/07/2024
     Investment funds that are structured as collective investment schemes (CIS) must be authorised or recognised by us to be promoted to retail investors in the UK.