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Showing 262 to 271 of 1334 search results for ScamSmart investor.

  1. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.
  2. LTAF valuation and pricing requirements

    Firms Published: 24/11/2022 Last modified: 24/11/2022
    This page is intended to help investors and potential investors understand how their units in a Long-Term Asset Fund are priced.
  3. UK AIFM marketing and passporting

    Firms Published: 08/06/2016 Last modified: 08/02/2023
    Find out about UK AIFMs marketing and passporting.
  4. FCA secures £1.6m for investors from alleged unlawful investment schemes

    Investments Press Releases Published: 04/04/2024 Last modified: 05/04/2024
    The FCA has secured court approval to obtain £1.6m from Argento Wealth Ltd and its sole director, who promoted 2 alleged unlawful investment schemes.
  5. ScamSmart prompts tens of thousands of pension holders to seek information

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.
  6. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  7. ICS (The Investors Compensation Scheme) [xls]

    Archive Published: 31/03/2013 Last modified: 03/08/2016
    ICS (The Investors Compensation Scheme)
  8. MiFID II conference

    News stories Published: 19/09/2014 Last modified: 09/12/2016
    The new measures in MiFID II will be implemented on 3 January 2017 and will affect trading venues, investment firms and investors. ... Maggie Craig’s speech: Investor protection in the UK: New tools, new challenges.
  9. Competition and savings: the regulator’s perspective

    Speeches Published: 25/11/2016 Last modified: 25/11/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference.
  10. CP20/8: High-risk investments: Marketing speculative illiquid securities (including speculative mini bonds) to retail investors [pdf]

    Consultation papers Published: 18/06/2020
    We want