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Showing 292 to 301 of 1334 search results for ScamSmart investor.

292. Should you invest?

     Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

293. FSA - PS12/24 [pdf]

     Policy statements Published: 17/12/2012 Last modified: 12/09/2014
     Policy FSA - PS12/24 - This Policy Statement sets out the feedback to our consultation on redress for investors in Arch cru funds, our response and how we intend to proceed.

294. FSA - CP12/19 [pdf]

     Consultation papers Published: 22/08/2012 Last modified: 30/05/2013
     Consultation FSA - CP12/19 - We are consulting on changing our rules to ban the promotion of unregulated collective investment schemes (UCIS) and close substitutes to ordinary retail investors in the UK.

295. UK Investor Network (clone of FCA authorised firm)

     Warnings Published: 11/07/2019 Last modified: 21/11/2020
     UK Investor Network (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

296. Information for investors with Pritchard Stockbrokers Limited

     News stories Published: 15/02/2012 Last modified: 23/04/2013
     On 10 February 2012, we issued a Supervisory Notice stopping Pritchard Stockbrokers Limited carrying out its business. In addition, we have frozen the firm’s assets and the investor money and assets it holds. Here we explain what it means if you

297. Validation rules - ABCP Significant Event and Investor Report [xlsx]

     Published: 10/01/2022
     Validation rules - ABCP Significant Event and Investor Report

298. Digital Sandbox

     Tasks for firms Focus areas Published: 29/04/2020 Last modified: 07/06/2024
     The Digital Sandbox supports innovators and data providers at various stages of product development.

299. Fund objectives working group

     Investment managers Published: 08/09/2017 Last modified: 16/02/2023
     See how the fund objectives working group has been set up to consider ways to improve the usefulness of fund objectives for investors.

300. FX SEP Investor Services (aka FXSEP) (clone of FCA authorised firm)

     Warnings Published: 16/03/2016 Last modified: 21/11/2020
     Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

301. Final Notice 2023: ADM Investor Services International Limited [pdf]

     Final notices Published: 02/10/2023
     This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Business related to serious financial crime control failings in the Wholesale Intermediaries and Brokers sector. We imposed a financial penalty of £6,470,600.

302. Innovation Hub: Market insights

     Data Published: 10/01/2023 Last modified: 10/01/2023
     The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service.