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Showing 312 to 321 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Gohebiaeth ffug FCA

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    Mae twyllwyr weithiau'n esgus gweithio i ni, felly mae'n bwysig gwirio os ydych chi'n ansicr. Dysgwch sut i adnabod negeseuon e-bost, galwadau ffôn, a gwefannau FCA ffug.

  3. CP 18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1 [pdf]

    Consultation papers Published: 08/10/2018
    We are consulting on proposals to reduce the potential for harm to retail investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support our market integrity objective and help address

  4. GC13/7 Changing customers to post-RDR unit classes [pdf]

    Guidance consultations Published: 23/10/2013 Last modified: 23/10/2013
    This guidance sets out what we expect from firms which are involved in the transfer of investors from pre-RDR unit classes1 to post-RDR unit classes.

  5. CP17/5: Reforming the availability of information in the UK equity IPO process [pdf]

    Consultation papers Published: 01/03/2017
    We are consulting on a package of policy proposals intended to improve the range and quality of information that is available to investors during the UK equity IPO process.

  6. CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients [pdf]

    Consultation papers Published: 06/12/2016
    This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.

  7. FCA’s proposals for a new listing regime

    Speeches Published: 17/09/2021 Last modified: 17/09/2021
    Speech by Clare Cole, Director of Market Oversight, FCA to City & Financial's 'The Modernisation of the Listing Regime' event

  8. FSA - Handbook Notice 112 [pdf]

    Handbook Published: 02/08/2011 Last modified: 30/05/2013
    On 1 July 2011 the FSA Board made changes to the Handbook in the UCITS IV Directive Instrument (FSA 2011/39) which implements changes to the UCITS Directive made by the European Union, and incorporates the Key Investor Information Regulation which

  9. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    in relation to the Cliquet product.This was a product expressly targeted at ‘stepping stone’ investors – risk averse, typically financially unsophisticated.The product gave a guaranteed minimum return and there was

  10. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

  11. Aviva Investors Global Services / Avibonds (Clone of FCA authorised firm)

    Warnings Published: 22/01/2020 Last modified: 21/11/2020
    Aviva Investors Global Services / Avibonds (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this