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Showing 322 to 331 of 1334 search results for ScamSmart investor.

  1. PS13/3 - Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes [pdf]

    Policy statements Published: 04/06/2013 Last modified: 04/06/2013
    We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.
  2. FCA consults on strengthening investor protections in SPACs

    Press Releases Published: 30/04/2021 Last modified: 30/04/2021
    The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). 
  3. www.alliancenasional.com

    Warnings Published: 01/04/2013 Last modified: 17/06/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  4. FCA action in respect of Park First Limited

    News stories Published: 04/12/2017 Last modified: 27/06/2019
    Park First Limited and related entities (Park First) have been promoting and operating airport car parking investment schemes and we have been in discussions with them regarding the schemes.
  5. Chancellor's Mansion House speech statement

    Statements Published: 10/07/2023 Last modified: 10/07/2023
    We welcome the Chancellor’s Mansion House speech and will work closely with the Treasury to support the proposals announced by the Chancellor.
  6. Ethics and Economics

    Speeches Published: 04/03/2014 Last modified: 05/03/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, to the Worshipful Company of International Bankers, London 4 March 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    The index-tracking strategy employed by a large number of investors potentially challenges this model. ... which are eligible for listing but which might not constitute suitable investments for certain types of investor.
  8. Getting regulation right

    Speeches Published: 10/10/2016 Last modified: 10/10/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016.
  9. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 12/07/2024
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.
  10. Katherine of Alexandria Ltd – options for investors

    News stories Published: 25/02/2016 Last modified: 26/02/2016
    Typically a CIS is a hands-off ‘armchair investment’ fund, managed on behalf of investors. ... We want investors to have all of the available options; it is up to them whether they act on them.