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Showing 352 to 361 of 1334 search results for ScamSmart investor.

  1. Unacceptable behaviour policy

    Last modified: 21/02/2023
    Read the FCA policy setting out what is considered to be abusive or unreasonable behaviour, and the actions taken if your behaviour is considered unacceptable.
  2. Blue Gate Capital Limited ordered to pay Connaught investors £203,007

    Press Releases Published: 18/12/2020 Last modified: 18/12/2020
    The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund). 
  3. Call for Input: Consumer investments

    Calls for input Published: 15/09/2020 Last modified: 18/12/2020
    This call for input looks across the whole market and considers whether there are systemic issues that need to be fixed.
  4. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 19/07/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.
  5. The FCA and innovation

    Speeches Published: 22/05/2015 Last modified: 20/03/2024
    Speech by Christopher Woolard, director of strategy and competition, FCA.
  6. Primary Market Technical Note 801.1: Disclosures in relation to ESG matters, including climate change [pdf]

    Primary market Published: 11/03/2021
    Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation and the Prospectus Regulation are subject to a range of disclosure requirements. The
  7. Validation rules – Non-ABCP Significant Event and Investor Report [xlsx]

    Published: 10/01/2022
    Validation rules – Non-ABCP Significant Event and Investor Report
  8. Allianz Investor Relations (Clone of EEA authorised firms)

    Warnings Published: 13/11/2020 Last modified: 28/06/2021
    Allianz Investor Relations (Clone of EEA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
  9. Gateway Bond Bank

    Warnings Published: 01/04/2013 Last modified: 25/06/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  10. Primary Market Bulletin 39

    Newsletters Published: 23/03/2022 Last modified: 24/03/2022
    In this edition we announce the proposed removal of the temporary measures we introduced in 2020 allowing for the delayed annual and interim financial reporting, as well as rescinding the temporary measures regarding working capital statements and