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Showing 362 to 371 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. FCA confirms PRIIPs regulations

    News stories Published: 25/03/2022 Last modified: 25/11/2022
    We’ve confirmed rules to change disclosure documents provided to retail investors under the PRIIPs regulation.

  3. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

  4. FSA - Handbook Notice 116 [pdf]

    Handbook Published: 19/01/2012 Last modified: 30/05/2013
    On 21 December 2011 the FSA Board made changes to the Handbook in which introduce a protected cells regime that will enhance investor protection and market confidence in UK open-ended investment companies (OEICs)

  5. Money to be returned to investors with Anderson, Peacock and Pruthi

    News stories Published: 20/06/2014 Last modified: 15/09/2015
    We are implementing a scheme to return money to investors in illegal deposit-taking schemes operated by John Anderson, Kenneth Peacock and Kautilya Nandan Pruthi. ... We initiated bankruptcy proceedings to recover as much money as possible so that

  6. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.

  7. Grosvenor Investor Wealth Management (Grosvenor FMS Ltd)

    Warnings Published: 30/07/2013 Last modified: 13/09/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  8. Primary Market Bulletin 41

    Newsletters Published: 29/06/2022 Last modified: 29/06/2022
    In this edition, we elaborate on our response to feedback received to the discussion chapter included in CP21/18: Enhancing climate-related disclosures by standard listed companies and seeking views on ESG topics in capital markets. In particular,

  9. Investment scams assets [zip]

    Documents Published: 22/01/2020
    Visual assets for the investment scams ScamSmart campaign.

  10. Mark Steward to step down from the FCA

    Press Releases Published: 18/10/2022 Last modified: 18/10/2022
    Mark Steward has announced he will be stepping down as the FCA’s executive director of Enforcement and Market Oversight after seven years with the regulator.

  11. Conduct Risk Briefing

    Speeches Published: 28/11/2014 Last modified: 28/11/2014
    Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version.