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Showing 372 to 381 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

  3. Corporate Bond Funds

    News stories Published: 25/07/2014 Last modified: 25/07/2014
    Most of the time fund managers ensure that investors are able to buy and sell their units on any day. ... However, in very extreme market conditions fund managers could become unable to sell sufficient quantities of bond holdings to fulfil redemption

  4. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

  5. FCV Broker (clone of FCA authorised firm)

    Warnings Published: 14/06/2012 Last modified: 27/05/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  6. Authorisation and registration application fees

    Firm authorisation Published: 07/08/2017 Last modified: 15/07/2024
    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

  7. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

    Press Releases Published: 02/10/2023 Last modified: 02/10/2023
    The broker has been fined for inadequate anti-money laundering (AML) systems and controls.

  8. Transparency in asset management

    News stories Published: 30/10/2013 Last modified: 15/08/2014
    We will be opening a debate with the industry on the use of dealing commission, with the end target of investors knowing exactly what they are paying for. ... Another key element of today was our commitment to reduce the length of time to authorise new

  9. Fund tokenisation

    Published: 24/11/2023 Last modified: 26/03/2024
    We are working with industry to explore potential uses of fund tokensiation which could make collective investment schemes more efficient, transparent, and accessible to a wider range of consumers.

  10. Primary Markets enforcement outcomes

    Published: 18/02/2021 Last modified: 07/11/2023
    A list of recent Primary Markets enforcement outcomes.

  11. FSA - CP12/19: Update [pdf]

    Consultation papers Published: 11/02/2013 Last modified: 30/05/2013
    Consultation FSA - CP12/19: Update - Consultation Paper 12/19 proposed to ban the promotion of unregulated collective investment schemes (UCIS) and close substitutes to ordinary retail investors. This is an update on our progress since the