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Showing 382 to 391 of 1334 search results for ScamSmart investor.

  1. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients
  2. Countrywide Land Holdings Limited, Regional Land and Consolidated Land UK Limited land banking schemes - information for investors

    News stories Published: 25/02/2019 Last modified: 19/11/2021
    In 2013, the FCA took action to wind up Paradigm Consultancy S.A. ('Paradigm') as a result of its involvement in unauthorised land banking schemes - Countrywide Land Holdings Limited, Regional Land and Consolidated Land UK Limited. The liquidation
  3. Third Party Verifier (TPV)

    Markets Markets policy Published: 19/03/2019 Last modified: 15/01/2024
    A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply.
  4. Apply to the Regulatory Sandbox

    Firms Published: 27/03/2022 Last modified: 14/04/2023
    Find out how to apply to test in the Regulatory Sandbox and what happens after you submit your application.
  5. Legacy publications

    Last modified: 27/02/2023
    The FCA provides information on how to obtain legacy publications, including some rulebooks, of FCA predecessor organisations.
  6. Finance for positive, sustainable change

    Blogs Published: 10/02/2023 Last modified: 14/02/2023
    In this blog, Sacha Sadan delves into how the FCA has been working with industry, government and global partners to raise ESG standards.
  7. CMS Trader / www.cmstrader.com (trading name of Pandorx Ventures Limited)

    Warnings Published: 26/08/2016 Last modified: 26/08/2016
    We have published this statement in order to warn investors against dealing with unauthorised firms.
  8. Regulation as a spur to growth

    Speeches Published: 05/06/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. LF Woodford Equity Income Fund investigation

    News stories Published: 28/05/2021 Last modified: 14/10/2022
    We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund
  10. A sustainable conduct environment

    Speeches Published: 20/03/2014 Last modified: 27/03/2014
    Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version.