Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 402 to 411 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. International regulatory developments affecting investment management

    Speeches Published: 05/06/2024 Last modified: 05/06/2024
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.

  3. HMRC communication to London Capital & Finance Plc bondholders [pdf]

    Documents Published: 19/03/2019 Last modified: 18/09/2020
    HMRC contacted bondholders to inform them that they had decided that the Innovative Finance ISAs offered to investors by LCF did not comply with the requirements of the ISA regulations.

  4. XML schema - ABCP Significant Event and Investor Report [xsd]

    Published: 10/01/2022
    XML schema - ABCP Significant Event and Investor Report

  5. XML schema - Non-ABCP Significant Event and Investor Report [xsd]

    Published: 10/01/2022
    XML schema - Non-ABCP Significant Event and Investor Report

  6. Occasional Paper 15: Quid pro quo? What factors influence IPO allocations to investors? [pdf]

    Occasional papers Published: 13/04/2016 Last modified: 13/04/2016

  7. Statement on UK markets

    Statements Published: 23/03/2020 Last modified: 27/03/2020
    The FCA is working with international counterparts in US, EU and elsewhere so that markets can remain open and orderly, and so they can continue to perform their essential role in supporting businesses, governments, jobs and the broader economy. 

  8. Statement on the launch of the finalised CTI templates

    Statements Published: 22/05/2019 Last modified: 22/05/2019
    The FCA welcomes the announcement by the Cost Transparency Initiative (CTI) officially launching finalised and industry-ready templates for the disclosure of costs and charges to institutional investors. The new templates can now be used by

  9. Future consultation on strengthening investor protections in Special Purpose Acquisition Companies (SPACs)

    Statements Published: 31/03/2021 Last modified: 31/03/2021
    We confirm that we will be consulting shortly on amendments to our Listing Rules and related guidance to strengthen protections for investors in Special Purpose Acquisition Companies (SPACs).

  10. Joint statement by the FCA, FRC and PRA

    Statements Published: 26/03/2020 Last modified: 27/01/2021
    Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

  11. UKLA Technical Note 632.1 - Non-equity prospectuses aimed at retail investors [pdf]

    UK Listing Authority Published: 27/11/2014 Last modified: 27/11/2014