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Showing 412 to 421 of 1334 search results for ScamSmart investor.
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Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
FCA update on share trading obligations
ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019. -
News for investors about Rockingham’s liquidation
On 16 March 2012, Probitas Limited announced that it has been instructed by Rockingham Independent Limited to start putting the firm into liquidation. This means that Rockingham has applied to be closed down. Here we explain what it means for -
Financial promotions data 2023
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023. -
Amend a recognised fund
To amend a recognised fund you must send us a notification for approval of the proposed change. -
FCA wins case in the Supreme Court
In a judgment issued today, the Supreme Court confirmed that Asset Land had been operating an unauthorised collective investment scheme (CIS) in the course of operating a land bank which involved the selling of small plots of land to investors at -
Leggmason Investors Asset Managers plc (www.leggmasonplc.net, www.lmplc.net, www.leggmasonplc.com, www.lmplc.com) (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
Update on LF Woodford Equity Income Fund
The Financial Conduct Authority (FCA) today provides an update following the announcement on Monday 3 June that dealing in the units of the LF Woodford Equity Income Fund (the 'Fund') had been suspended. This statement provides additional -
Confidence to crisis and back
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Statement on fund authorisations
The FCA is working towards reducing the time it takes to authorise non-UCITS retail schemes and Qualified Investor Schemes. ... three months for Non-UCITS retail schemes. two months for Qualified Investor Schemes (QIS). -
FSA data items FAQs
On this page we provide guidance and information for firms on how to complete FSA reports.