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Showing 442 to 451 of 1334 search results for ScamSmart investor.

  1. Global regulation, local solutions

    Speeches Published: 23/01/2020 Last modified: 28/02/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at BCLP, London
  2. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.
  3. Full-scope UK AIFM applications

    Markets Published: 08/06/2016 Last modified: 08/02/2023
    The FCA explains how to submit an application for full-scope UK AIFMs and what happens once you've applied.
  4. Statement on property fund suspensions

    Statements Published: 18/03/2020 Last modified: 18/03/2020
    The FCA understands that certain Standing Independent Valuers have determined that there is currently material uncertainty over the value of commercial real estate (CRE). 
  5. Primary Market Bulletin 49

    Newsletters Published: 20/05/2024 Last modified: 31/05/2024
    This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report  
  6. Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits [pdf]

    Occasional papers Published: 05/03/2015 Last modified: 05/03/2015
    In this paper we describe the results of a survey which investigated how well consumers understand and value structured deposits, a class of complex products.
  7. The role and responsibilities of a Sponsor

    Primary markets Published: 20/09/2018 Last modified: 03/07/2024
    A Sponsor must be appointed and their role clear. Learn about the different principles for sponsors, their role, what they need to provide to us and protection.
  8. Where next for UK Market Structure

    Speeches Published: 03/03/2022 Last modified: 03/03/2022
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference.
  9. Natix Bank (clone of FCA authorised firm)

    Warnings Published: 08/08/2016 Last modified: 21/11/2020
    We have published this statement in order to warn investors against dealing with unauthorised firms.
  10. Electronification of trading

    Speeches Published: 06/04/2016 Last modified: 06/04/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version.