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Showing 482 to 491 of 1334 search results for ScamSmart investor.

  1. Blake Capital Partners (www.blakecapitalpartners.com)

    Warnings Published: 21/09/2012 Last modified: 26/03/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  2. Alert for firms: fake FCA communications

    Firms Published: 21/03/2024 Last modified: 21/03/2024
    Search our list of the fake FCA communications we’re aware of, and find out how to check whether a communication you’ve received from us is genuine.
  3. Submit a prospectus or circular

    Markets Published: 02/05/2016 Last modified: 26/03/2024
    There are several investor documents that must be submitted for FCA approval before publication. Find out more about each one, how to submit and approval.
  4. Our supervision overview

    Speeches Published: 02/06/2014 Last modified: 28/06/2024
    Speech by Clive Adamson, director of supervision, at the General Insurance conference, London.
  5. MF Global investors – your questions answered

    News stories Published: 02/04/2012 Last modified: 23/04/2013
    On 3 February 2012, the administrators for MF Global UK Ltd announced the first distribution of client money to those affected by the firm’s insolvency. Here we answer some frequently asked questions about the situation and what this means if you
  6. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.
  7. FCA fines and bans former Investment Analyst at Aviva Investors

    Press Releases Published: 17/11/2015 Last modified: 03/09/2016
    FCA fines and bans former Investment Analyst at Aviva Investors. Press Releases First published:. ... At Aviva Investors Mr Miah had authority to trade on behalf of hedge and long-only funds.
  8. FCA calls for views on social investments

    Press Releases Published: 14/12/2015 Last modified: 04/03/2022
    The FCA is calling for contributions on how regulation is working in relation to the social investment market.
  9. FCA wins case against Capital Alternatives

    Press Releases Published: 17/02/2014 Last modified: 28/01/2015
    Collective investment schemes are complicated and investors put their money into the operator’s hands with no real control over what happens to their money. ... The FCA has explained to investors in each of the schemes that they do not need to take any
  10. Coronavirus: Information for small businesses that are customers of financial services firms

    Firms Published: 07/06/2020 Last modified: 26/05/2021
    Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.