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Showing 592 to 601 of 1334 search results for ScamSmart investor.

  1. Primary Market Bulletin 33

    Newsletters Published: 29/03/2021 Last modified: 22/04/2021
    Welcome to the 33rd edition of the Primary Market Bulletin (PMB).
  2. Principal trading firms

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.
  3. Moving towards a sustainable model of regulation

    Speeches Published: 03/11/2015 Last modified: 03/11/2015
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.
  5. Guy Flintham pleads guilty to fraud

    Press Releases Published: 19/02/2024 Last modified: 03/05/2024
    Guy Flintham has pleaded guilty to fraud, following a prosecution brought by the FCA.
  6. Brexit: information for retail investments firms in the UK

    Firms Published: 26/02/2019 Last modified: 21/06/2022
    If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over.
  7. Cracking down on misleading credit brokers

    About us What we do Published: 17/02/2023 Last modified: 17/02/2023
    The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign.
  8. Robo-investor ( Clone of FCA authorised firm ) (clone of FCA authorised firm)

    Warnings Published: 24/05/2023 Last modified: 24/05/2023
    Robo-investor ( Clone of FCA authorised firm ) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  9. New regime for public offers and admissions to trading

    Published: 05/05/2023 Last modified: 12/12/2023
    Read more about the new framework that will replace the UK prospectus regime, our work in this area and ways we plan to hear your views.
  10. Wheaton Capital Limited (clone of a FCA authorised firm)

    Warnings Published: 09/08/2016 Last modified: 09/08/2016
    We have published this statement in order to warn investors against dealing with unauthorised firms.