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Showing 632 to 641 of 1334 search results for ScamSmart investor.

  1. FCA returns funds to land banking victims

    Press Releases Published: 14/01/2020 Last modified: 14/01/2020
    FCA returns funds to land banking victims
  2. FCA’s work on market abuse and manipulation – update 17 June 2022

    News stories Published: 17/06/2022 Last modified: 18/06/2022
    Explaining the work we do to tackle market abuse and manipulation.
  3. FCA reviews how fund charges are set out

    Press Releases Published: 13/05/2014 Last modified: 13/05/2014
    designed all marketing material for retail customers to avoid the risk of retail investors being confused by documents meant for finance professionals. ... used questionnaires to develop material that helped investors to understand funds and charges.
  4. FCA stops FXVC offering CFDs to UK customers

    Press Releases Published: 16/04/2021 Last modified: 07/07/2021
    The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors
  5. FCA stops EverFX offering CFDs to UK customers

    Press Releases Published: 26/05/2021 Last modified: 26/05/2021
    The FCA stops the Cypriot-based firm and other members of its group which trade as EverFX, from offering high risk contracts for differences to UK investors.
  6. Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors?

    Occasional papers Published: 13/04/2016 Last modified: 18/10/2016
    Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors? ... Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors?.
  7. Vote Reporting Group

    Firms Published: 24/02/2023 Last modified: 26/04/2024
    Find out how the group aims to improve shareholder vote reporting by UK asset managers.
  8. Retirement income market study

    Market studies Published: 26/03/2015 Last modified: 17/08/2021
    In March 2015, we published the final findings of our retirement income market study and our proposed remedies.
  9. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress

    Research notes Published: 25/01/2021 Last modified: 25/01/2021
    In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability.
  10. Investors in the EEA Life Settlements Fund should consider making a complaint now

    News stories Published: 24/09/2014 Last modified: 24/09/2014
    Investors in the EEA Life Settlements Fund should consider making a complaint now. ... In January 2014, we imposed rules banning the promotion of TLPIs to most retail investors.