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Showing 662 to 671 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. CP24/13: New regime for public offer platforms

    Markets Consultation papers Published: 26/07/2024 Last modified: 26/07/2024
    The new regime for public offer platforms will allow firms to help companies make public offers of securities to investors, including retail consumers.

  3. The future of financial services regulation in the UK

    Speeches Published: 29/10/2019 Last modified: 29/10/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London.

  4. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

  5. Code of Conduct for ESG data and ratings providers

    News stories Published: 22/11/2022 Last modified: 22/11/2022
    The FCA announces the formation of a group to develop a Code of Conduct for Environmental Social and Governance (ESG) data and ratings providers.

  6. The FCA welcomes the Secondary Capital Raising Review Report

    Statements Published: 19/07/2022 Last modified: 19/07/2022
    FCA welcomes the publication of the Capital Raising Review final report, commissioned by the Government in October 2021.

  7. Regulating the UK as a global financial centre

    Speeches Published: 13/04/2021 Last modified: 26/04/2021
    Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit.

  8. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    are born fully by ‘equity’ investors so, arguably, there should be no threat to stability or to payments systems. ... This is because it can draw on a wide pool of investors, thereby providing access to larger markets for products that are successful

  9. Investment management data – Annual Report 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    In our 2020/21 Business Plan, we made a commitment to provide a range of metrics to assess the impact of actions put in place since our Asset Management Market Study in 2016.  

  10. Evolving the FCA's approach to markets regulation

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

  11. FCA’s new rules on climate-related disclosures to help investors, clients and consumers

    News stories Published: 17/12/2021 Last modified: 17/12/2021
    We have published two Policy Statements confirming final rules and guidance to promote better climate-related financial disclosures.