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Showing 702 to 711 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Reyker Securities Plc enters special administration

    Statements Published: 09/10/2019 Last modified: 09/10/2020
    On Tuesday 8 October 2019, the Court appointed Mark Ford, Adam Stephens and Henry Shinners, all of Smith & Williamson LLP, as Joint Special Administrators of Reyker Securities Plc, following an application by the Directors.

  3. Update for firms on PRIIPs RTS Article 18 and related rules

    Statements Published: 29/12/2021 Last modified: 21/01/2022
    The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document.

  4. FCA encourages firms to develop purposeful cultures

    News stories Published: 05/03/2020 Last modified: 22/05/2023
    The FCA Discussion Paper on driving purposeful cultures presents a range of views from industry leaders, professional bodies and culture experts, to help firms embed purposeful cultures.

  5. New rules proposed for sponsors to enhance listing regime

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    Our proposals should clarify our expectations of sponsors and the standards that we will hold them to; ensuring that issuers and investors can have confidence in the sponsor regime.". ... They set out objective requirements for admission to the Official

  6. Navigating the public disclosure regime as an SME (2 of 2)

    Published: 20/01/2021 Last modified: 20/01/2021
    This is the second of 2 events that we're hosting to introduce the work of our Primary Market Oversight Department. 

  7. Strathkelvin Credit Union enters administration

    News stories Published: 22/02/2022 Last modified: 22/02/2022
    Strathkelvin Credit Union Limited was placed into administration on 22 February 2022 and has now stopped trading. Dina Devalia, Simon James Bonney and Ian William Wright of Quantuma Advisory Limited have been appointed as joint administrators.

  8. Transaction data throws new light on corporate bond liquidity

    Insight Published: 02/09/2016 Last modified: 17/02/2017
    Investor concerns over liquidity in the world’s corporate bond markets have been well documented in recent times. ... That bond markets pose specific liquidity challenges for investors is certainly not in any serious dispute.

  9. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Approving financial promotions

    Tasks for firms Published: 26/11/2019 Last modified: 28/05/2024
    Firms which approve financial promotions must ensure those promotions follow FCA rules. Find out about approving financial promotions of unauthorised persons.

  11. Outcomes-focussed regulation: a measure of success?

    Speeches Published: 06/05/2021 Last modified: 11/06/2024
    Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association