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Showing 712 to 721 of 1334 search results for ScamSmart investor.

  1. Andrew Bailey speech at Lord Mayor’s City Banquet

    Speeches Published: 24/10/2019 Last modified: 24/10/2019
    Andrew Bailey speech at the Lord Mayor's City Banquet at Mansion House.
  2. PS24/4: Rules relating to Securitisation

    Consultations Policy statements Published: 07/08/2023 Last modified: 30/04/2024
    The FCA sets out our final rules for the UK securitisation markets.
  3. GC13/6 Primary Market Bulletin No. 7

    Newsletters Published: 08/10/2013 Last modified: 03/09/2016
    This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisors (Sponsor firms, advisory firms and law firms), investors and other persons who ... One new technical note to explain the
  4. Announcement of preliminary accounts: technical Q&A for firms

    Markets Published: 22/03/2020 Last modified: 21/09/2020
    Questions and answers relating to the moratorium on the publication of preliminary financial statements.
  5. FCA reminds asset managers of importance of meeting investors’ expectations

    Press Releases Published: 07/04/2016 Last modified: 07/04/2016
    FCA reminds asset managers of importance of meeting investors’ expectations. Press Releases First published:. ... Firms in this industry manage UK domiciled funds worth more than £800 billion on behalf of institutional and retail investors.
  6. PS19/5 and feedback on our Brexit consultations

    Policy statements Published: 28/02/2019 Last modified: 22/12/2020
    We set out our response to the feedback we received from our Brexit consultations.
  7. FCA reveals GFIN Greenwashing TechSprint winners

    News stories Published: 29/09/2023 Last modified: 29/09/2023
    The FCA hosted the first Global Financial Innovation Network (GFIN) Greenwashing TechSprint Showcase day on 20 September 2023.
  8. Temporary intervention on the marketing of speculative mini-bonds to retail investors [pdf]

    Temporary product interventions Published: 26/11/2019
    Measures for 12 months from 1 January 2020 to address risks of consumer harm from the promotion of speculative mini-bonds to retail investors
  9. Power brokers: how to transform into the lynchpins of the ecosystem

    Speeches Published: 16/05/2024 Last modified: 16/05/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.
  10. How we process authorised fund applications

    Tasks for regulated firms Published: 11/05/2015 Last modified: 03/02/2023
    Find out how we process applications for fund authorisation, or to amend or wind up an authorised fund.