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Showing 722 to 731 of 1334 search results for ScamSmart investor.

  1. FCA publishes annual report on the regulatory perimeter

    Press Releases Published: 29/09/2020 Last modified: 25/02/2021
    FCA publishes 2019/20 report on the regulatory perimeter
  2. Polarity Index / Polarity Index Wealth Management

    Warnings Published: 23/11/2018 Last modified: 23/11/2018
    Polarity Index / Polarity Index Wealth Management is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. FCA wins case against unauthorised forex firm

    Press Releases Published: 22/05/2019 Last modified: 22/05/2019
    Following an application by the FCA, the High Court, on 14 May 2019, declared that Xcore Capital Limited (Xcore) and Jonathan Chitty had carried on an unauthorised investment scheme. The scheme took in at least £1 million from investors but only a
  4. Speech: New thinking in regulatory economics

    Insight Published: 23/03/2017 Last modified: 23/03/2017
    I am sure you can do great work in your mission to help safeguard the stability of the EU's financial system by enhancing investor protection and promoting orderly financial markets. ... To spell out one important message from this story: if regulators
  5. Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams

    News stories Published: 20/10/2021 Last modified: 24/03/2022
    On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators.
  6. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any
  7. Signposting to pensions guidance: our findings

    Research insights Published: 13/07/2016 Last modified: 17/08/2021
    Since April 2015, consumers have had greater choice around how they access their Defined Contribution (DC) pension savings. It is important that consumers looking to access these savings understand the consequences of the decisions they make.
  8. Temporary intervention on the marketing of speculative mini-bonds to retail investors

    Decisions and notices Temporary product interventions Published: 26/11/2019 Last modified: 26/11/2019
    We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers.
  9. FCA reforms to enhance the effectiveness of UK primary markets

    Press Releases Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective.
  10. PS24/7: Implementing the Overseas Funds Regime (OFR)

    Policy statements Published: 17/07/2024 Last modified: 17/07/2024
    Our final rules on the implementation of the Overseas Funds Regime