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Showing 732 to 741 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.

  3. PS23/4: Improving equity secondary markets

    Policy statements Published: 03/05/2023 Last modified: 03/05/2023
    The FCA sets out the final policy on changes to technical standards and summarise feedback to CP22/12.

  4. MiFID II wholesale firms conference 2015

    News stories Published: 30/10/2015 Last modified: 11/11/2015
    MiFID II wholesale firms conference 2015. News stories First published:. 30/10/2015. Last updated: 11/11/2015. Share page. MiFID II wholesale firms conference 2015. On 19 October we were joined by over 550 delegates from a wide range of investment

  5. Credit Poor (clone of FCA authorised firm)

    Warnings Published: 31/08/2016 Last modified: 31/08/2016
    We have published this statement in order to warn investors against dealing with unauthorised firms.

  6. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

  7. Making innovation work for firms and consumers

    Speeches Published: 29/05/2014 Last modified: 16/07/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at Bloomberg, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Statement on use of the Temporary Transitional Power to modify the UK’s derivatives trading obligation

    Statements Published: 31/12/2020 Last modified: 29/08/2023
    We welcome the announcement of a Trade and Cooperation Agreement and the Joint Declaration on financial services regulatory cooperation.

  9. Calibrating controls to build confident markets

    Speeches Published: 06/09/2023 Last modified: 06/09/2023
    Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

  10. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

    Press Releases Published: 03/10/2013 Last modified: 07/02/2022
    he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

  11. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.