Search results
Showing 762 to 771 of 1334 search results for ScamSmart investor.
-
Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
Conduct risk during LIBOR transition
Questions and answers for firms on conduct risk during LIBOR transition. -
FCA's key priorities for the financial advice industry
Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning. -
GC14/5 Primary Market Bulletin No. 8
This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who -
Meeting the challenge in our changing global markets
Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference. -
FCA secures orders for victims of unauthorised share scheme
The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully. -
Five sentenced in FCA prosecution of £2.8m investment fraud
Operation Tidworth was the FCA’s second largest ever criminal prosecution. The instigator and main beneficiary of the fraud, Michael Nascimento, will be sentenced separately on 14 September 2018. -
FCA and TPR publish joint pensions strategy
The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) have today launched a joint regulatory strategy aimed at strengthening their relationship, and taking joint action to deliver better outcomes for pension savers and those -
Women in finance: keeping up the pressure for progress
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London -
Required permissions for asset management firms
If you're applying to be authorised as a manager of investments, AIFs or UK UCITS, or to distribute funds, find out which permissions to apply for. -
FCA issues guidance following property fund suspensions
The guidance reminds fund managers of their obligations to investors and outlines the FCA’s expectations in relation to the suspension of dealings in their funds. ... The purpose is to create a pause to allow an orderly process of revaluation to happen