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Showing 772 to 781 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. DP14/3 The use of dealing commission regime

    Discussion papers Published: 10/07/2014 Last modified: 25/11/2021
    We have carried out a review on whether further changes are needed to deliver a more transparent and efficient asset management sector for end investors.

  3. Liquidity Management multi-firm review

    Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
    Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  4. FCA ramps up intervention on rogue financial promotions

    Press Releases Published: 04/11/2022 Last modified: 04/11/2022
    The FCA intervened to amend or withdraw 4,151 financial promotions between July and September, the highest since it started publishing the data.

  5. FCA wins case against Avacade in the Court of Appeal

    Press Releases Published: 04/08/2021 Last modified: 21/10/2021
    The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).

  6. Gaudi Regulated Services Limited in administration

    News stories Published: 26/04/2023 Last modified: 26/04/2023
    On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners.

  7. Hastings & Rother Credit Union enters administration

    News stories Published: 08/08/2023 Last modified: 08/08/2023
    Hastings & Rother Credit Union Limited was placed into administration on 8 August 2023.

  8. FG14/9 - Primary Market Bulletin No. 7

    Newsletters Published: 27/11/2014 Last modified: 03/09/2016
    In Primary Market Bulletin No. 7 (October 2013), we proposed guidance to amend the Knowledge Base to include one new Technical Note to explain the prospectus disclosure requirements for retail investors ... UKLA/TN/632.1 – Non-equity prospectuses aimed

  9. Castle and Crystal Credit Union enters administration

    News stories Published: 21/05/2024 Last modified: 21/05/2024
    The firm is scheduled to enter administration late May 2024.

  10. Interactive Investor Trading Limited / Share Price UK (clone of FCA authorised firm)

    Warnings Published: 18/06/2013 Last modified: 10/12/2013
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  11. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.