Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 782 to 791 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Penalties, remediation, and our General Principles

    Speeches Published: 13/02/2020 Last modified: 13/02/2020
    FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

  3. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

  4. GC14/8 Primary Market Bulletin No. 9

    Newsletters Published: 27/11/2014 Last modified: 03/09/2016
    This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who

  5. High Court settlement paves the way for FCA to return money to investors in illegal land bank

    Press Releases Published: 21/06/2013 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has agreed a settlement of proceedings in the High Court which will enable it to return approximately £380,000 to investors in a land bank.

  6. Viking Investments Global / Viking Investors Global (Clone) (clone of FCA authorised firm)

    Warnings Published: 13/06/2018 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  7. Share Price UK/ Interactive Investor Trading Limited (clone of FCA authorised firm)

    Warnings Published: 18/06/2013 Last modified: 04/06/2015
    Share Price UK/ Interactive Investor Trading Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  8. Raedex Consortium Limited and Buy 2 Let Cars Ltd enter administration

    News stories Published: 16/03/2021 Last modified: 10/11/2021
    On 19 February 2021 the FCA imposed a number of restrictions on Raedex Consortium Ltd stopping it from carrying on any regulated activities due to concerns about the way it conducts its business.

  9. CP13/9: Quarterly Consultation Paper No. 2

    Consultation papers Published: 06/09/2013 Last modified: 30/08/2015
    defer the date that rules around the provision of fund information to investors through nominees come into force;.

  10. Brown Brothers Harriman SCA (cloned firm)

    Warnings Published: 15/03/2013 Last modified: 25/08/2016
    We believe fraudsters are using the details of an authorised firm to try to convince people that they are genuine. See how to protect yourself from scammers of this ‘cloned firm’.

  11. Trading venues and systematic internalisers – changes in security statuses

    Markets policy Published: 21/12/2017 Last modified: 21/12/2022
    Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.