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Showing 802 to 811 of 1334 search results for ScamSmart investor.

  1. FCA to strengthen financial promotions rules to protect consumers

    Press Releases Published: 19/01/2022 Last modified: 19/01/2022
    FCA is acting to address concerns about the ease and speed with which people can make high-risk investments
  2. Piper Jaffray (clone of FCA authorised firm)

    Warnings Published: 11/08/2016 Last modified: 21/11/2020
    We have published this statement in order to warn investors against dealing with unauthorised firms.
  3. How regulation can prepare the ground for economic growth

    Speeches Published: 27/09/2022 Last modified: 27/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit.
  4. FCA authorises first Long Term Asset Fund

    Press Releases Published: 09/03/2023 Last modified: 09/03/2023
    The Financial Conduct Authority (FCA) has authorised the first Long Term Asset Fund (LTAF).
  5. FCA proposes changes to facilitate investment in patient capital

    Press Releases Published: 12/12/2018 Last modified: 11/04/2024
    The FCA has proposed changes to further enable retail investors to invest in patient capital through unit-linked funds.
  6. Basset & Gold plc (B&G plc) and B&G Finance Ltd (B&G Finance) enter administration

    News stories Published: 01/04/2020 Last modified: 02/10/2020
    On 1 April 2020 the directors of B&G plc and B&G Finance decided to place the firms into administration. Paul Boyle, David Clements and Anthony Murphy, insolvency practitioners of Harrisons Business Recovery and Insolvency were appointed as
  7. The FCA strengthens the listing rules to enhance protection for shareholders

    Press Releases Published: 05/11/2013 Last modified: 27/11/2013
    They set out objective requirements for admission to the Official List and the continuing obligations for equity investors. ... Premium listed companies must meet the highest standards of transparency and corporate governance – and as a consequence
  8. Phillip Boakes Sentenced for Failing to Pay Confiscation Order

    Press Releases Published: 15/03/2016 Last modified: 15/03/2016
    The ‘returns’ were funded from the deposit itself or from funds received from new investors. ... Through his actions, he defrauded investors of at least £3.5 million.
  9. FCA progresses market abuse claim against Globo Plc chiefs

    Press Releases Published: 04/11/2022 Last modified: 04/11/2022
    The Financial Conduct Authority (FCA) has commenced civil proceedings against the former CEO and CFO of Globo Plc for alleged market abuse.
  10. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.