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Showing 812 to 821 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Money laundering and supervising trusted professionals

    Speeches Published: 12/03/2019 Last modified: 30/08/2019
    OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards.

  3. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

  4. News for Fyshe Horton Finney Ltd customers

    News stories Published: 22/03/2013 Last modified: 09/12/2016
    On 20 March 2013, Fyshe Horton Finney Ltd placed itself into the Special Administration Regime (SAR). We explain what this means if you are a client of Fyshe.

  5. PS18/25: EU Securitisation Regulation

    Policy statements Published: 12/10/2018 Last modified: 09/01/2019
    This Policy Statement outlines the final and near-final rules that implement the EU Securitisation Regulation and Capital Requirements Regulation (CRR) Amendment. This Policy Statement follows our Consultation Papers CP18/22 (August 2018) and

  6. PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine

    Policy and guidance Policy statements Published: 06/07/2022 Last modified: 06/07/2022
    We respond to feedback to CP22/8. We also set out final rules and guidance which allow authorised fund managers to create separate unit classes (side pockets) for retail investment funds affected by the invasion of Ukraine.

  7. GC17/3: Primary Market Bulletin No.17

    Newsletters Published: 16/03/2017 Last modified: 10/04/2017
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.

  8. The expanding scope of individual accountability for corporate misconduct

    Speeches Published: 03/04/2017 Last modified: 05/04/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

  9. Regulatory Developments and the Changing Market Structure

    Speeches Published: 12/03/2014 Last modified: 12/03/2014
    Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version

  10. Wholesale market policy – a year in review

    Speeches Published: 11/12/2015 Last modified: 11/12/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

  11. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.