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Showing 822 to 831 of 1334 search results for ScamSmart investor.

  1. Fund objectives working group: Terms of Reference [pdf]

    Documents Published: 08/11/2017
    he Financial Conduct Authority (FCA) published the final report of its Asset Management Market Study. This sets out our findings on the way competition works for asset management services, the resulting outcomes for investors and our proposed
  2. Enhancing the UK’s capital markets – The FCA’s role and priorities

    Speeches Published: 08/02/2022 Last modified: 08/02/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.
  3. FCA bans the sale of crypto-derivatives to retail consumers

    Press Releases Published: 06/10/2020 Last modified: 06/10/2020
    The FCA has published final rules banning the sale of derivatives and exchange traded notes (ETNs) that reference certain types of cryptoassets to retail consumers
  4. Unauthorised firm and directors to pay restitution to consumers

    Press Releases Published: 10/07/2019 Last modified: 10/07/2019
    The High Court has consented to an order by which Samuel Golding, Shantelle Golding, Digital Wealth Limited and Outsourcing Express Limited will pay funds held by them to the Financial Conduct Authority (FCA) for distribution to investors. The funds
  5. DP16/3: Availability of information in the UK Equity IPO process

    Discussion papers Published: 13/04/2016 Last modified: 13/04/2016
    Investors value this as the officially recognised source of comprehensive, neutral and reliable information about the issuer. ... an approved prospectus is the central document in the IPO process and is made available to investors when they need it.
  6. FCA consults on further climate-related disclosure rules

    Press Releases Published: 22/06/2021 Last modified: 22/06/2021
    The FCA has published new proposals on climate-related disclosure rules for listed companies and certain regulated firms.
  7. GC15/7: Primary Market Bulletin No. 12

    Newsletters Published: 23/11/2015 Last modified: 03/09/2016
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.
  8. GC16/3: Primary Market Bulletin No. 13

    Newsletters Published: 29/03/2016 Last modified: 03/09/2016
    This guidance is likely to be of most relevance to issuers of transferable securities and their advisers, investors and other persons who interact with the UK Listing Authority.
  9. First Supervisory Notice 2021: BDSwiss Holding Plc [pdf]

    Supervisory notices Published: 05/08/2021
    The FCA has acted to stop Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors
  10. FCA research reveals increase in cryptoasset ownership

    Press Releases Published: 17/06/2021 Last modified: 17/06/2021
    New research conducted by the FCA has revealed an increase in cryptoasset ownership.