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Showing 832 to 841 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Critical issues in financial regulation: The FCA's perspective

    Speeches Published: 26/04/2022 Last modified: 28/04/2022
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

  3. Innovating for the future: the next phase of Project Innovate

    Speeches Published: 10/04/2017 Last modified: 10/04/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit.

  4. Notification and disclosure of net short positions

    Markets Short selling Published: 07/05/2016 Last modified: 17/07/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

  5. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    One of the aims of MiFID II is to reinforce investor protection standards by strengthening conduct of business and organisational requirements. ... How the FCA should incorporate MiFID II’s investor protection measures for structured deposits into its

  6. FCA secures conditional resolution of proceedings against Park First and its senior management

    Press Releases Published: 20/07/2021 Last modified: 01/08/2023
    The conditional agreement should see a further £25 million made available for compensation to investors

  7. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  8. Review of property funds and liquidity risks

    Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
    Findings from our suspended property fund review.

  9. Vanguard Investors UK Limited / Vanguard Asset Management (Clone of FCA authorised firm)

    Warnings Published: 23/04/2021 Last modified: 08/11/2021
    Vanguard Investors UK Limited / Vanguard Asset Management (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  10. Product sales data: specific management-related FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: specific management-related FAQs.

  11. MS17/1: Investment platforms market study

    Market studies Published: 16/07/2018 Last modified: 04/05/2022
    Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.