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Showing 842 to 851 of 1334 search results for ScamSmart investor.

  1. Corporate & Professional Pensions Limited in administration

    News stories Published: 01/02/2022 Last modified: 11/04/2023
    Corporate & Professional Pensions Limited (Corporate & Professional), is a SIPP operator authorised and regulated by us. We set out the steps clients should take and advice on how to protect against scams.
  2. Citibank UK Ltd / CitiGold Wealth Management / Citigroup UK / Citigroup Europe / Citibank Wealth Management (clone of FCA authorised firm)

    Warnings Published: 18/12/2019 Last modified: 27/06/2023
    Citibank UK Ltd / CitiGold Wealth Management / Citigroup UK / Citigroup Europe / Citibank Wealth Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an
  3. Non-equity securities – Engagement Paper 4

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime.
  4. FCA charges two in relation to an unauthorised investment scheme

    Press Releases Published: 29/04/2013 Last modified: 15/05/2013
    The Financial Conduct Authority (FCA) has charged Alex Hope of Docklands, London and Raj Von Badlo of Bourne End, Buckinghamshire with a total of ten offences relating to an unauthorised investment scheme they promoted and operated. The scheme
  5. Treasury, Bank of England and FCA convene working group to facilitate investment in productive finance

    Press Releases Published: 20/11/2020 Last modified: 20/11/2020
    The Treasury, the Bank of England and the FCA are convening an industry working group to facilitate investment in productive finance.
  6. Asset managers told to review liquidity management in funds

    Press Releases Published: 06/07/2023 Last modified: 06/07/2023
    We have reviewed liquidity management in asset managers and found that firms need to increase their focus on liquidity risk.
  7. FCA welcomes Lord Hill’s Listing Review report

    Statements Published: 03/03/2021 Last modified: 05/03/2021
    The FCA responds to the publication of Lord Hill's recommendations in the UK Listings Review, launched by HM Treasury in November last year.
  8. GC13/4 Primary Market Bulletin No. 6

    Newsletters Published: 30/07/2013 Last modified: 23/12/2016
    We are proposing to update the UKLA Knowledge Base with the guidance proposed in Primary Market Bulletin No. 6.
  9. GC15/3 Primary Market Bulletin No. 11

    Newsletters Published: 30/03/2015 Last modified: 03/09/2016
    This guidance is likely to be of most relevance to issuers of transferable securities and their advisers, investors and other persons who interact with the UK Listing Authority.
  10. GC16/4: Primary Market Bulletin No. 14

    Newsletters Published: 27/04/2016 Last modified: 03/09/2016
    This guidance is likely to be of most relevance to issuers of transferable securities and their advisers, investors and other persons who interact with the UK Listing Authority.