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Showing 872 to 881 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)

    Policy statements Published: 06/06/2019 Last modified: 06/06/2019
    This Policy Statement outlines the near final rules applying our existing supervisory and enforcement processes to securitisation repositories when the UK leaves the European Union. It also sets out the final rules in respect of additional

  3. FCA confirms new Listing Rules to boost growth and innovation on UK stock markets

    Press Releases Published: 02/12/2021 Last modified: 02/12/2021
    We confirm a series of rule changes to ensure that the UK's public markets remain a trusted and attractive place to list successful companies.

  4. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  5. FCA bans former CIB Partners Limited CEO Arnold Eber

    Press Releases Published: 27/02/2014 Last modified: 27/02/2014
    SLS), a Luxembourg-based special purpose vehicle. SLS issued bonds underpinning investments which were sold to investors in the UK.

  6. Authorised fund supervision reviews and reporting agreement

    News stories Published: 20/02/2015 Last modified: 06/08/2015
    Find out about some of our supervision work and a reporting agreement with depositaries and trustees.

  7. Dolfin Financial (UK) Ltd enters Special Administration

    News stories Published: 30/06/2021 Last modified: 12/07/2021
    Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration.

  8. FCA steps up focus on fair use of client dealing commission

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    I want to see a level playing field across Europe to ensure the market delivers the best outcome for investors”. ... commissions. The FCA will work closely with industry and other regulators to ensure that the new European rules deliver the best

  9. Gloucestershire Credit Union Limited enters administration

    News stories Published: 14/09/2022 Last modified: 14/09/2022
    Gloucestershire Credit Union Limited was placed into administration on 14 September 2022 and has now stopped trading.

  10. FCA bans and fines two individuals for market abuse

    Press Releases Published: 07/04/2017 Last modified: 07/04/2017
    The Financial Conduct Authority (FCA) has banned and imposed financial penalties on two former Worldspreads Limited (WSL) employees. WSL, which operated a spread betting business, collapsed in March 2012.    

  11. Sterling Liquidity Fund (clone of FCA recognised sub-fund)

    Warnings Published: 23/11/2020 Last modified: 13/07/2021
    Sterling Liquidity Fund (clone of FCA recognised sub-fund) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm