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Showing 882 to 891 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Dear CEO Letter to firms providing services to retail investors about coronavirus (Covid-19) [pdf]

    Correspondence Published: 08/06/2020 Last modified: 08/06/2020
    In the last few days the UK, and the world in general, has faced an unprecedented set of circumstances linked to the coronavirus (Covid-19) emergency

  3. FCA proposes changes to pension rules to enhance consumer protection

    Press Releases Published: 01/10/2015 Last modified: 01/10/2015
    Restrictions on the promotion and distribution of high risk investments and amendments to the FCA’s definition of certified high new worth investor (HNWI) and restricted investor (RI).

  4. FCA to ban promotion of speculative mini-bonds to retail consumers

    Press Releases Published: 26/11/2019 Last modified: 23/10/2023
    The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers.

  5. Fund managers falling short on assessing the value of their funds

    Statements Published: 06/07/2021 Last modified: 06/07/2021
    Our review of fund managers found most had not implemented AoVs arrangements that met FCA standards.

  6. Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits

    Occasional papers Published: 05/03/2015 Last modified: 05/03/2015
    Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits. ... We compared investors’ expectations about FTSE100 returns with the returns they expected from different FTSE100-linked structured products

  7. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Individual charged with fraud over unauthorised investment scheme

    Press Releases Published: 22/01/2024 Last modified: 23/01/2024
    The Financial Conduct Authority (FCA) has launched criminal proceedings against Guy Flintham for committing fraud by false representation and for carrying out regulated activity without authorisation.

  9. Court of Appeal upholds sentence against Raj Von Badlo

    Statements Published: 19/06/2015 Last modified: 19/06/2015
    The Court of Appeal yesterday dismissed an appeal against sentence brought by Raj Von Badlo.

  10. PS23/6: Financial promotion rules for cryptoassets

    Policy statements Published: 07/06/2023 Last modified: 15/11/2023
    We summarise the feedback we received to CP22/2 on cryptoassets and set out our final policy position and near final Handbook rules.

  11. FCA seeks views on how to improve the consumer investment market

    Press Releases Published: 15/09/2020 Last modified: 15/09/2020
    We launched a Call for Input (CFI) to help shape our work on improving the consumer investment market.