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Showing 892 to 901 of 1334 search results for ScamSmart investor.

  1. Sustainability disclosure and labelling regime confirmed by the FCA

    Press Releases Published: 28/11/2023 Last modified: 29/11/2023
    The FCA has confirmed a substantial package of measures to improve the trust and transparency of sustainable investment products and minimise greenwashing.
  2. Tribunal upholds FCA fine on firm for misselling complex investments

    Press Releases Published: 27/11/2013 Last modified: 17/12/2013
    The Tribunal stated:. "Our view of Mr and Mrs [X] is that they were unsophisticated investors, with little, if any, understanding of the nature of the risks of the GTEP plan… ... given their attitude and circumstances at the time, […] they should
  3. FCA statement on contract for difference products and CP16/40

    Statements Published: 29/06/2017 Last modified: 29/06/2017
    This statement provides an update on the Financial Conduct Authority’s (FCA) policy work on contract for difference products (CFDs) and CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail
  4. MFEX Capital Management LLP / MFEX Capital Fund Investors / MFEX Enterprise Trust Plc

    Warnings Published: 03/10/2014 Last modified: 03/10/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  5. Primary Market Bulletin Issue No. 27 – Coronavirus update

    Newsletters Published: 17/03/2020 Last modified: 06/11/2020
    This is a special edition in which we provide key commentary for issuers and market participants in light of the coronavirus (Covid-19) pandemic.
  6. Firms and investment funds that were eligible to notify us to use the TPR

    Firms Focus areas Published: 20/08/2020 Last modified: 02/01/2024
    We explain which types of firms and investment funds were eligible to notify us of their intention to use the temporary permissions regime and temporary marketing permissions regime.
  7. North East Warrington Credit Union enters administration

    News stories Published: 05/05/2022 Last modified: 05/05/2022
    FSCS will return members’ money within 7 days from when the credit union was declared in default. 
  8. FCA proposes stricter rules for contract for difference products

    Press Releases Published: 06/12/2016 Last modified: 06/12/2016
    The Financial Conduct Authority (FCA) is today proposing stricter rules for firms selling ‘contract for difference’ (CFD) products to retail customers to improve standards across the sector and ensure consumers are appropriately protected.
  9. FCA publishes terms of reference for asset management market study

    Press Releases Published: 18/11/2015 Last modified: 18/11/2015
    In particular:. the difficulty investors have in making sure they are getting value for money and in monitoring the performance of asset managers;. ... the incentives and ability of asset managers to control costs incurred on behalf of investors; and.
  10. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London