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Showing 922 to 931 of 1334 search results for ScamSmart investor.

  1. Michael Nascimento sentenced for failing to pay confiscation order

    Press Releases Published: 17/01/2023 Last modified: 17/01/2023
    Mr Nascimento has been sentenced to an additional almost four years in prison for failing to pay a confiscation order made against him.
  2. New analysis offers mixed picture on high frequency trading in the UK

    Insight Published: 11/04/2016 Last modified: 17/02/2017
    This, it is alleged, allows them to make risk-free profit at the expense of other investors. ... The concern has been over whether this signalling of direction makes the position of other investors vulnerable to both the speed, as well as the
  3. FCA finds young investors are more likely to have long-term goals in mind when dating than when investing

    Consumers Scams Press Releases Published: 24/05/2023 Last modified: 24/05/2023
    Our latest InvestSmart campaign encourages young investors to adopt the same principles to investing as they do to their dating lives.
  4. Connaught Fund Independent Reviewer announces update on delivery of his report

    News stories Published: 20/03/2020 Last modified: 18/09/2020
    Raj Parker, the Independent Reviewer into the FSA/FCA approach to the Connaught Income Fund Series 1 (the Fund), has announced that he expects that his draft report will be delivered in early May 2020.
  5. Financial watchdog stops thousands of misleading ads and promotions

    Press Releases Published: 14/02/2024 Last modified: 14/02/2024
    The FCA data for 2023 shows it published 2,285 alerts to help prevent consumers from losing their money to scams, up from 1,800 in 2022.
  6. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.
  7. UBS fined £9.45m for failings in its sale of an AIG fund

    Press Releases Published: 12/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.
  8. Henderson Global Care Fund/ Henderson Global Investors Ltd (clone of FCA authorised firm)

    Warnings Published: 17/02/2010 Last modified: 21/11/2020
    Henderson Global Care Fund/ Henderson Global Investors Ltd (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
  9. FCA acts to improve competition in the investment platforms market

    Press Releases Published: 14/03/2019 Last modified: 14/03/2019
    The Financial Conduct Authority (FCA) has today set out a package of measures to help consumers who invest through investment platforms more easily find and switch to the right one for them. The package - set out in the final report of its
  10. FCA censures NMC Health Plc (in Administration) for market abuse

    Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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