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Showing 932 to 941 of 1334 search results for ScamSmart investor.

  1. Information on funds authorised since 2015 - July 2022

    FOI Release Date of Release: 29/07/2022
    The FCA provides information on the number of all Funds (including authorised Funds, AIFs, UCITs & Collective Investment Schemes) authorised since 2015.
  2. FCA sets out rules and proposals to build up UK wholesale markets

    Markets Press Releases Published: 26/07/2024 Last modified: 26/07/2024
    The FCA has set out a package of measures designed to help strengthen the UK’s capital markets and position as a global and vibrant financial centre.
  3. Class, cliques and social codes: doing more on diversity

    Speeches Published: 10/10/2019 Last modified: 10/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.
  4. FS15/1: Discussion on the use of dealing commission

    Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
    This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.
  5. FCA proposes new premium listing category for sovereign-controlled companies

    Press Releases Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.
  6. GFIN Greenwashing TechSprint

    Tasks for firms Focus areas Published: 10/04/2023 Last modified: 29/09/2023
    Find out more about the first Global Financial Innovation Network (GFIN) Greenwashing TechSprint Showcase day, hosted by us on the 20 September 2023.
  7. FS20/2: Patient Capital and Authorised Funds

    Feedback statements Published: 12/12/2018 Last modified: 28/02/2020
    This Feedback Statement summarises responses from DP18/10 on whether there are unnecessary barriers to investing in patient capital through authorised funds.
  8. Eight convicted for role in unauthorised collective investment scheme

    Press Releases Published: 01/06/2015 Last modified: 04/06/2015
    their parts in the operation of an unauthorised collective investment scheme which led to 110 investors losing over £4.3 million. ... The scheme extracted at least £4.3 million from investors and none of them have seen a return.
  9. Occasional Paper No. 60: Banning Dark Pools: Venue Selection and Investor Trading Costs

    Occasional papers Published: 03/02/2021 Last modified: 03/02/2021
    This paper shows that investors can reduce their execution costs by selecting venues with less pre-trade transparency, such as dark pools or venues with similar characteristics.
  10. FCA proposes to simplify rules to help encourage companies to list in the UK

    Press Releases Published: 03/05/2023 Last modified: 03/05/2023
    The FCA proposes to reform and streamline the listing rules in the UK to help attract a wider range of companies, encourage competition and improve choice for investors.