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Showing 942 to 951 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. DP23/2: Updating and improving the UK regime for asset management 

    Policy and guidance Discussion papers Published: 20/02/2023 Last modified: 12/10/2023
    The FCA wants your views on the current UK regime for regulating funds and asset managers.

  3. New way of paying for investment research proposed by the financial regulator

    Press Releases Published: 10/04/2024 Last modified: 10/04/2024
    We have put forward plans for a new way to pay for investment research. 

  4. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/02/2022
    FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst).

  5. Dumb Money: FCA takes new approach to cinema advertising and premieres innovative advert ahead of Hollywood’s chronicle of GameStop saga

    Press Releases Published: 25/09/2023 Last modified: 25/09/2023
    FCA advert references online forum chats to raises awareness of hype in high-risk investments.

  6. FCA fines US based oil trader US $903K for market manipulation

    Press Releases Published: 22/07/2013 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has fined US based High Frequency Trader, Michael Coscia, US $903,176 (£597,993) for deliberate manipulation of commodities markets.

  7. FCA bars Cypriot firms that used unauthorised celebrity endorsements

    Press Releases Published: 01/06/2020 Last modified: 01/06/2020
    The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors

  8. FCA publishes Decision Notices for Barclays plc and Barclays Bank plc (together “Barclays”)

    Press Releases Published: 21/10/2022 Last modified: 21/10/2022
    Barclays have referred their Decision Notices to the Upper Tribunal. Any findings in the Notices are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers the firms’ behaviour should be characterised.

  9. Connaught independent review invites individuals to get in touch

    News stories Published: 15/10/2019 Last modified: 18/10/2019
    Connaught independent review invites individuals to get in touch

  10. Towards end of the transition period: getting ready for a new environment

    Speeches Published: 12/11/2020 Last modified: 12/11/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit.

  11. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.