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Showing 952 to 961 of 1334 search results for ScamSmart investor.

  1. Mutual societies registration function: 2020-21

    Corporate documents Published: 26/05/2021 Last modified: 26/05/2021
    An update on our developments, including how we responded to the coronavirus (Covid-19) pandemic and a breakdown of societies on the register.
  2. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.
  3. FCA publicly censures former Worldspreads CEO for market misconduct

    Press Releases Published: 09/09/2020 Last modified: 09/09/2020
    The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.
  4. Occasional Paper No. 37: Flash Crash in an OTC Market

    Occasional papers Published: 12/06/2018 Last modified: 12/06/2018
    This Occasional Paper contributes to the research on flash crashes which are high-profile episodes that can be thought of as short-lived malfunctions of capital markets typically involving a substantial price change and a drying up of liquidity
  5. FCA welcomes the launch of the Transition Plan Taskforce Disclosure Framework

    News stories Published: 09/10/2023 Last modified: 09/10/2023
    Today, the FCA welcomes the publication of the Transition Plan Taskforce (TPT) Disclosure Framework.
  6. City Week: how regulation can help the UK lead in Fintech

    Speeches Published: 26/04/2023 Last modified: 20/03/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.
  7. Information on failed firms involved with retail minibonds - December 2021

    FOI Release Date of Release: 01/12/2021
    The FCA provides information on FCA-regulated firms that failed over the last 5 years that had been involved in issuing/distribution retail minibonds.
  8. Cryptoasset Taskforce publishes report on UK approach to cryptoassets

    News stories Published: 29/10/2018 Last modified: 07/12/2018
    The Financial Conduct Authority (FCA) has today, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets.
  9. Research Notes: Improving outcomes for consumers considering investing in high-risk investments

    Research notes Published: 19/01/2022 Last modified: 02/02/2022
    We've published 3 Research Notes on behavioural interventions we tested to improve outcomes for consumers considering investing in high-risk investments.
  10. Adviser banned and fined for fabricating RDR qualification certificates

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    The rules ensure that investors are able to participate directly in the governance of the companies that they own, and receive timely and clear information that enables them to make active