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Showing 952 to 961 of 1334 search results for ScamSmart investor.
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Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
Mutual societies registration function: 2020-21
An update on our developments, including how we responded to the coronavirus (Covid-19) pandemic and a breakdown of societies on the register. -
Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
FCA publicly censures former Worldspreads CEO for market misconduct
The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity. -
Occasional Paper No. 37: Flash Crash in an OTC Market
This Occasional Paper contributes to the research on flash crashes which are high-profile episodes that can be thought of as short-lived malfunctions of capital markets typically involving a substantial price change and a drying up of liquidity -
FCA welcomes the launch of the Transition Plan Taskforce Disclosure Framework
Today, the FCA welcomes the publication of the Transition Plan Taskforce (TPT) Disclosure Framework. -
City Week: how regulation can help the UK lead in Fintech
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry. -
Information on failed firms involved with retail minibonds - December 2021
The FCA provides information on FCA-regulated firms that failed over the last 5 years that had been involved in issuing/distribution retail minibonds. -
Cryptoasset Taskforce publishes report on UK approach to cryptoassets
The Financial Conduct Authority (FCA) has today, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets. -
Research Notes: Improving outcomes for consumers considering investing in high-risk investments
We've published 3 Research Notes on behavioural interventions we tested to improve outcomes for consumers considering investing in high-risk investments. -
Adviser banned and fined for fabricating RDR qualification certificates
The rules ensure that investors are able to participate directly in the governance of the companies that they own, and receive timely and clear information that enables them to make active