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Showing 972 to 981 of 1334 search results for ScamSmart investor.

  1. FCA requests a delay to the forthcoming announcement of preliminary financial accounts

    Statements Published: 21/03/2020 Last modified: 22/03/2020
    The FCA will be writing tonight to companies it is aware were intending to publish preliminary financial statements in the next few days to delay their planned publications.
  2. Joint statement on opportunistic strategies in the credit derivatives markets

    Statements Published: 24/06/2019 Last modified: 24/06/2019
    The Financial Conduct Authority (FCA) today issues the following joint statement on opportunistic strategies in the credit derivative markets. The statement outlines our respective agencies concerns and the commencement of collaborative efforts to
  3. FCA bans Magnus Michael Peterson from the financial services industry

    Press Releases Published: 26/10/2015 Last modified: 21/11/2016
    Mr Peterson defrauded investors who should have been able to trust him. ... Over a prolonged period he purposely used investors’ money to prop up his business, and then lied in order to cover up his deception.
  4. GC17/8: Primary Market Bulletin No. 18

    Guidance consultations Published: 31/08/2017 Last modified: 03/10/2017
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.
  5. Invesco Perpetual fined £18.6 million for failings in fund management

    Press Releases Published: 28/04/2014 Last modified: 28/04/2014
    In this case investors of all sizes trusted Invesco Perpetual to manage their money. ... Investors place approximately £47 billion in Invesco Perpetual branded funds, much of which is invested by retail consumers.
  6. Land bank firm shut down by the FCA has appeal rejected by Court

    Press Releases Published: 14/04/2014 Last modified: 29/11/2021
    The Court of Appeal has dismissed, on all counts, an appeal by David Banner-Eve and Asset Land L.I.
  7. Admission to trading on a regulated market – Engagement Paper 1

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime.
  8. Competition in the asset management industry: UK experiences, global implications

    Speeches Published: 24/10/2017 Last modified: 24/10/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting.
  9. Beyond disclosure for high-risk investments: slow down and think

    Research articles Published: 02/02/2022 Last modified: 02/02/2022
    This article explores our research into risk warnings, decision points and self-certification, published in January 2021.
  10. How we can help consumers cope during the cost of living squeeze

    Blogs Published: 06/02/2023 Last modified: 06/02/2023
    In this blog, Sheldon Mills discusses the ways we can help consumers, and how we ensure customer protection when faced with financial challenges arising from the cost of living.