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Showing 41 to 50 of 85 search results for Senior Managers Regime to benchmark administrators.
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Confidence to crisis and back
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
LIBOR and mortgage interest rates
LIBOR is an interest rate benchmark that’s being phased out. If your mortgage uses LIBOR, find out what you should expect to happen and what you need to do. -
Online trading scams
Find out how online trading scams work, how to avoid scams and what to do if you’re scammed. -
SM&CR categorisation for solo-regulated firms
Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this. -
Conduct risk during LIBOR transition
Questions and answers for firms on conduct risk during LIBOR transition. -
Binary options scams
Find out how binary options work, how to avoid scams and what to do if you’re scammed. -
Forex trading scams
Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed. -
FCA confirms accountability rules for wholesale traders and interim rules on regulatory references
The Senior Managers Regime will ensure that senior managers can be held accountable for any misconduct that falls within their areas of responsibilities, the new certification regime and conduct rules aim ... the Senior Managers Regime focuses on -
AI: Moving from fear to trust
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services. -
A to Z of financial terms - Senior Managers Regime to benchmark administrators
A to Z of financial services to help you understand financial and legal terms.