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FCA statement on fair treatment of long standing customers in life insurance
The work on fair treatment of long standing customers in life insurance is a supervisory piece of work. ... Are they getting the right information? Are they getting the right level of service? -
DP15/7: Our approach to SMEs as users of financial services
DP15/7: Our approach to SMEs as users of financial services. Discussion papers First published:. ... TR15/6 Handling of Insurance Claims for Small and Medium Sized Enterprises (SMEs). -
TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration
The report is aimed at general insurance intermediaries, insurers, relevant trade associations, representative groups for business and consumer bodies. ... customers. We also carried out consumer research to understand SME customers’ expectations of -
The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins
FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst). -
External audit requirements for mortgage intermediaries, lenders or administrators
Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do. -
Market Force and the Chartered Institute’s Nicholas Barbon Lectures
Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London -
Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary
Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms
Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms -
FCA reveals next round of successful firms in its regulatory sandbox
The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox.