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Showing 11 to 20 of 444 search results for Statement on MiFID II.

  1. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.

  3. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

  4. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  5. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. FCA approach to MiFID transparency calculations

    Statements Published: 05/02/2019 Last modified: 05/02/2019
    We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will

  7. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

  8. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  9. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

    Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  10. Wholesale market policy – a year in review

    Speeches Published: 11/12/2015 Last modified: 11/12/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the
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