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Showing 131 to 140 of 444 search results for Statement on MiFID II.

131. [pdf]

     Documents Published: 03/01/2017 Last modified: 10/05/2018

132. MiFID II Investment Research [pdf]

     Impact assessments Published: 04/07/2018

133. MiFID II Best Execution [pdf]

     Impact assessments Published: 04/07/2018

134. MiFID II Client Categorisation [pdf]

     Impact assessments Published: 04/07/2018

135. FCA to ask firms for their views on MiFID II implementation

     Press Releases Published: 26/03/2015 Last modified: 08/11/2016
     How MiFID II’s requirements on costs and charges disclosure could be implemented practically. ... Exploring potential MiFID II inducement rules for advisers, discretionary investment managers and other firms.

136. MiFID II and the fight against financial crime

     Speeches Published: 11/07/2018 Last modified: 20/07/2018
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

137. MiFID II Disclosure Requirements [pdf]

     Impact assessments Published: 04/07/2018

138. MiFID II: applications for permissions needed now

     News stories Published: 19/06/2017 Last modified: 19/06/2017
     MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

139. MiFID II Research and Inducement [pdf]

     Impact assessments Published: 04/07/2018

140. Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]

     Documents Published: 06/11/2017
     Trading venue MiFID notification and application guide.