Search results
Showing 141 to 150 of 444 search results for Statement on MiFID II.
-
MIFID II Ancillary Activity Exemption – Notification Guide [pdf]
Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption. -
MiFID II – Application and notification user guide [pdf]
This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II. -
UK actions under MiFID II Articles 32 and 52 [xlsx]
Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52. -
MiFID II: applications received after 3 July 2017
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]
From the meeting held on 26 May 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]
From the meeting held on 6 September 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]
From the meeting held on 3 August 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]
From the meeting held on 6 October 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]
From the meeting held on 6 December 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]
From the meeting held on 14 November 2016.