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Showing 151 to 160 of 444 search results for Statement on MiFID II.

  1. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 22 November 2016.

  2. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 23 February 2017.

  3. Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 26 January 2017.

  4. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2016 [pdf]

    Meeting minutes Published: 14/03/2016 Last modified: 14/03/2016
    From the meeting held on 22 February 2016.

  5. Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]

    Meeting minutes Published: 20/05/2016 Last modified: 20/05/2016
    From the meeting held on 25 April 2016.

  6. Minutes of the MiFID II implementation: Conduct Forum, April 2016 [pdf]

    Meeting minutes Published: 10/05/2016 Last modified: 10/05/2016
    From the meeting held on 18 April 2016.

  7. Minutes of the MiFID II implementation: Trade Association Roundtable, March 2016 [pdf]

    Meeting minutes Published: 13/04/2016 Last modified: 13/04/2016
    From the meeting held on 17 March 2016.

  8. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

    Forms Published: 06/11/2017
    UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA.

  9. MiFID II passporting application form: Branch passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to establish a branch or change branch particulars.

  10. MiFID II passporting application form: service passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport
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