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Showing 171 to 180 of 444 search results for Statement on MiFID II.

  1. MiFID II passporting application form: Tied agent notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details.

  2. Statements of Policy on the operation of the MiFID transparency regime

    Statements Published: 04/03/2019 Last modified: 29/08/2023
    Statements of Policy outlining how the FCA will operate the MiFID transparency regime, if the UK leaves the EU without an implementation period.

  3. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    And, in core policy areas that set the framework for secondary market trading, like MiFID II, draft technical standards have been published and are now open for consultation. ... Just two on liquidity. And this, effectively, is the subtext to MiFID II

  4. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

  5. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  6. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 04/11/2015 Last modified: 04/11/2015
    From the meeting held on 22 October 2015.

  7. FCA finds MiFID II research unbundling rules working well for investors

    Press Releases Published: 19/09/2019 Last modified: 19/09/2019
    The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving

  8. Benchmark Administrator - Draft Annex II Compliance Statement [docx]

    Forms Published: 29/09/2017 Last modified: 29/03/2022
    Benchmark Administrator - Draft Annex II Compliance Statement.

  9. Statements of Policy on the operation of the MiFID Transparency Regime [pdf]

    Policy statements Published: 04/03/2019 Last modified: 29/08/2023
    Statements of Policy on the operation of the MiFID Transparency Regime.

  10. Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association

    Speeches Published: 25/02/2019 Last modified: 25/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association.
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