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Showing 181 to 190 of 444 search results for Statement on MiFID II.
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DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II. -
Supervisory Statement on the Operation of the MiFID Transparency Regime post-Brexit [pdf]
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Effective global regulation in capital markets
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
Statement on MiFID trade reporting and position limit obligations
ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits. -
Supervisory Statement on the Operation of the MiFID Markets Regime after the end of the EU withdrawal transition period [pdf]
This statement sets out how we will operate the pre- and post-trade transparency regime for the secondary trading of financial instruments after the transition period. -
PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1
This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1. -
EU withdrawal: MiFID event – 9 December 2020
Register for our EU withdrawal: MiFID II event on the 9 December 2020 -
FCA Connect
FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II. -
CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]
We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.