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Showing 191 to 200 of 444 search results for Statement on MiFID II.

191. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

     Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
     We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

192. Statements of Policy on the operation of the MiFID Transparency Regime - Double Volume Cap [pdf]

     Policy statements Published: 04/03/2021
     This policy was updated to reflect the Double Volume Cap in March 2021.

193. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

     Consultation papers Published: 03/07/2017
     We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

194. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

     Consultation papers Published: 31/03/2017
     We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

195. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

     Consultation papers Published: 16/12/2016
     We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

196. MiFID Annex Form [docx]

     Forms Published: 29/05/2020 Last modified: 06/11/2023
     Application for Authorisation.

197. PS21/17: A new UK prudential regime for MiFID investment firms  

     Policy statements Published: 26/11/2021 Last modified: 31/12/2021
     This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.

198. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

     Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
     We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.

199. MiFID Annex Notes [docx]

     Forms Published: 27/01/2017 Last modified: 27/01/2017
     MiFID Annex Notes

200. UK Benchmarks Regulation

     Markets Regulated markets Published: 22/04/2016 Last modified: 14/06/2024
     The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.