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Showing 211 to 220 of 444 search results for Statement on MiFID II.

  1. Minutes of the MiFID II implementation roundtable: November 2015 [pdf]

    Meeting minutes Published: 08/12/2015 Last modified: 08/12/2015
    From the meeting held on 30 November 2015

  2. FSA - PS12/5 [pdf]

    Policy statements Published: 22/03/2012 Last modified: 30/05/2013
    Policy FSA - PS12/5 - This Policy Statement reports on the main issues arising from Consultation Paper 11/25 (Distribution of Retail Investments: RDR Adviser Charging and Solvency II disclosures) and publishes final rules.

  3. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II [pdf]

    Policy statements Published: 16/12/2015 Last modified: 16/12/2015
    In this Policy Statement we provide feedback on responses to CP15/25 ‘Changes to the Approved Persons Regime for insurers not subject to Solvency II’ (i.e. Non-Directive Firms or NDFs) and set out the final consequential changes to the Handbook.

  4. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

  5. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  6. Assessing Suitability Review

    Multi-firm reviews Published: 18/05/2017 Last modified: 18/05/2017
    This report sets out the findings from our review into the market for pensions and investment advice.

  7. MiFID IT Controls Form [xlsx]

    Forms Published: 13/01/2017

  8. Market Data Processor (MDP) on-boarding application form [doc]

    Forms Published: 30/01/2017
    This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting.

  9. FSA - FS12/2 [pdf]

    Feedback statements Published: 29/06/2012 Last modified: 30/05/2013
    Feedback FSA - FS12/2 - This paper sets out the responses we received on Consultation Paper (CP) 11/23: Solvency II and linked long-term insurance business.

  10. FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes [pdf]

    Feedback statements Published: 14/10/2014 Last modified: 16/01/2015
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