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Showing 221 to 230 of 444 search results for Statement on MiFID II.

  1. PS17/25: Policy Statement on Financial Advice Market Review Implementation Part II and Consultation on Retiring FG12/15 and FG14/1 [pdf]

    Policy statements Published: 08/12/2017

  2. MiFID Checklist: Retail [docx]

    Forms Published: 09/12/2019 Last modified: 13/12/2021
    Application for authorisation

  3. PS18/3: Perimeter guidance on personal recommendations on retail investments [pdf]

    Policy statements Published: 23/02/2018
    In this Policy Statement we report on the main issues arising from Consultation Paper 17/28 Financial Advice Market Review (FAMR): Implementation Part II and publish the final rules and guidance.

  4. Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period

    Statements Published: 13/03/2019 Last modified: 13/03/2019
    ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation

  5. MiFID Annex I: Application form for a data reporting services provider [docx]

    Forms Published: 13/01/2017 Last modified: 17/03/2022
    MiFID Annex I: Application form for a data reporting services provider

  6. MiFID Checklist: Wholesale [docx]

    Forms Published: 13/01/2017 Last modified: 13/12/2021
    MiFID wholesale checklist - application for authorisation

  7. PS15/8: Solvency II [pdf]

    Policy statements Published: 27/03/2015 Last modified: 27/03/2015

  8. MiFID Maturity Assessment Form [xlsx]

    Forms Published: 13/01/2017

  9. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  10. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the
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