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Showing 231 to 240 of 444 search results for Statement on MiFID II.

  1. Notification form for changes to the membership of the management body (Annex III) form [docx]

    Forms Published: 11/12/2017 Last modified: 31/08/2022
    MiFID II Notification form for changes to the membership of the management body (Annex III) form

  2. FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes

    Feedback statements Published: 14/10/2014 Last modified: 16/01/2015
    FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes. ... FS14/1 Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes.

  3. Pre-trade transparency waivers [pdf]

    Correspondence Published: 19/12/2016
    On 19 December 2016 ESMA published Q&A on the process of how it delivers opinions to national competent authorities on pre-trade transparency waivers. In light of this we have written to UK operators of trading venues. This letter is relevant to

  4. PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking [pdf]

    Policy statements Published: 13/08/2015 Last modified: 30/09/2015

  5. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
    Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.

  6. Update on the Double Volume Cap

    Statements Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has published a revised version of its Statement of Policy about the use of a temporary power it has under UK Markets in Financial Instruments Regulation (MiFIR).

  7. Cysylltwch â Ni

    Last modified: 21/02/2024
    Defnyddwyr (a phobl sy'n cynrychioli defnyddwyr)

  8. FSA - PS12/14 [pdf]

    Policy statements Published: 27/07/2012 Last modified: 30/05/2013
    Policy FSA - PS12/14 - Firms give a Key Features Illustration (KFI) to consumers buying packaged products that do not come within the scope of the Markets in Financial Instruments Directive at the point of sale.

  9. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.
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