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Showing 251 to 260 of 444 search results for Statement on MiFID II.
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2013 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. -
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
10% depreciation notifications
We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62. -
Instrument Reference Data
Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data. -
PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking
Policy statements First published:. 13/08/2015. Last updated: 09/12/2016. Share page. ... In this Policy Statement we report on the main issues arising from the following FCA consultation papers and publish final rules. -
Abnormal Trading Volume Ratio
In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV). -
MiFID II Retirement Interest Only Mortgages [pdf]
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Trade transparency and market liquidity data 2019/20
In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure. -
Complaints data items: FAQs
Complaints data items: FAQs