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Showing 271 to 280 of 444 search results for Statement on MiFID II.

271. TCV & Partners (clone of FCA authorised firm)

     Warnings Published: 08/03/2018 Last modified: 09/04/2018
     We have published this statement in order to warn consumers against dealing with unauthorised firms.

272. Transaction reporting fines

     Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
     Find out how the FCA are able to effectively monitor for market abuse.

273. Minutes of the MiFID II implementation: trading venue roundtable, February 2016 [pdf]

     Meeting minutes Published: 18/02/2016 Last modified: 18/02/2016
     From the meeting held on 5 February 2016

274. MiFID investment services and activities and investments types form [docx]

     Forms Published: 27/01/2017 Last modified: 29/03/2022
     MiFID investment services and activities and investments types form.

275. MiFID Investment and Home Finance Supplement Notes [docx]

     Forms Published: 13/01/2017

276. Endorsement of credit ratings for regulatory use from the EU into the UK

     Statements Published: 15/03/2019 Last modified: 30/10/2020
     UK-registered credit rating agencies (CRAs) will be able to endorse credit ratings into the UK from affiliated EU CRAs for regulatory use.

277. MiFID Fees and Levies Supplement Form: Wholesale [docx]

     Forms Published: 13/01/2017

278. MiFID Controller Form: Legal Persons and Partnerships [docx]

     Forms Published: 13/01/2017 Last modified: 17/03/2022
     MiFID Controller Form: Legal Persons and Partnerships

279. MiFID Fees and Levies Supplement Notes: Wholesale [docx]

     Forms Published: 13/01/2017

280. Repeal and replacement of assimilated law

     Firms Published: 13/07/2023 Last modified: 01/05/2024
     Documents on the repeal and replacement of provisions in the retained EU law.